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College Planning
 

One of the most important, most overlooked areas of family planning is the area of saving and paying for college. It can be frightening when you wake up one to day to realize that your son or daughter is a senior in high school and you haven't put nearly enough money away to pay for the college they choose to attend.

Luckily, all is not lost. If you have time now and even if time is almost gone I can help you plan to save and I can help you find ways to help pay for college if you are only months away from the orientation.

IF YOU HAVE TIME

There are several ways to save for education expenses if you have time. (I define time as 5 years or longer)

Educational IRA's

The Educational IRA, also know as the Coverdall IRA, can be used to save for primary, secondary and post secondary education costs. It is flexible, allowing various investment options, with contributions growing tax-deferred and withdrawals being tax-free if used for qualified educational expenses.

You can contribute up to $2,000 per year into your educational IRA. If you have more than one child you should open an Educational IRA in each child's name. Be aware that there are some limitations to an educational IRA.

The account is the legal property of the child once they reach the age of majority (18-21 depending on the state), contributions to an educational IRA phase out beginning at $190,000 of joint income and are not allowed for incomes over $220,000 of joint income.

If you have very young children that you may send to private school this is a great way to prepare for the costs involved.

ROTH IRA's

A Roth IRA is a great way to save for retirement with tax-deferred growth and tax-free withdrawals, but it can also provide funds to pay for college expenses.

If you have money in an Educational IRA or a Uniform Gift (Trust) for Minors Account the proceeds legally belong to the child once they reach the age of majority. Many parents worry that if the child chooses not to go to college the child may raid their college funds for something foolish. They may decide to buy the Harley instead of Harvard.

By saving money in a Roth IRA you are putting money into your own retirement account (up to $3,000 in 2002 and 2004) and you are allowed to take money out of a Roth IRA to pay for educational expenses. If your child decides not to go to college, you have a bigger retirement fund. If they go to college you can take money out of your Roth IRA without penalty to pay the bills. You will be taxed on the growth as regular income.

Like the Educational IRA there is an income cap on contributions to a Roth IRA. The phase out on contributions begins at $95,000 for single filers and $150,000 for joint filers.

529 PLANS

If you are looking for the best of all worlds when saving for college, look no further than the 529 Plan. First, there is no income limit on who can contribute to a 529 Plan. Second, the child is the beneficiary of the account, not the owner, so you are sure the money will be used for its intended purposes. And last, the growth is tax-deferred and the proceeds are tax-free if used to pay qualified higher education expenses.

529 Plans are managed by individual states and you are free to shop for the plan you like best no matter where you live. You can contribute up to $11,000 into the plan in any one year and you can make 5 years worth of contributions at one time ($55,000 single or $110,000 joint) and treat it like 5 individual gifts. This is a great tool for grandparents who want to move money out of their estates.

Each plan has one owner and one beneficiary. The beneficiary can be any family member from immediate all the way out to cousins. If your child decides not to go to college you can just change the beneficiary to another family member including yourself.  You are allowed to change the beneficiary one time per year and you are allowed to completely change the investment one time per year, including moving the plan to another state.

Here is a plan that allows you to maintain control of your assets while legally moving them out of your estate, save in a tax-free environment and potentially provide funds for multiple generations.

If you want more information about 529 Plans, please give me a call or send me an e-mail at marc@cramgroup.com.

 Equity Indexed Universal Life Insurance

You may not have heard of this product yet as it is fairly new (only about 2% of life insurance sold in 2004) but if you have time and the discipline this could be an excellent way to save for college. If you need life insurance anyway you can accumulate fairly large sums in this policy and access it tax-free for any expenses you like. When you withdraw money from the policy you start by taking out your contributions which have already been taxed and then you can start borrowing from the cash value tax-free. The money in your policy will never be counted for financial aid purposes which may mean your child will qualify for additional financial aid. If you want to see what this would look like for your situation, give me a call.

 

 



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Marc Cram, CFP

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